Archived Guidelines

Note - all of the guidelines on this page have since been superseded and are provided only for reference purposes


Handling Inside Information & Market Soundings Guidelines for Institutional Debt Capital Markets

These guidelines were superseded in December 2021 when incorporated into the Debt Capital Market Primary Market Guidelines.

They related to the handling of inside information and the conduct of market soundings specifically for institutional debt capital market transactions occurring in Australia. The DCM Guidelines addressed the particular characteristics of the institutional debt capital markets in Australia in relation to inside information and market soundings and were separate to the ECM Guidelines on Handling Confidential Information and Soundings.