Standards

OVERVIEW

At AFMA, we promote the use of commonly accepted standards, practices, procedures and controls. This ensures our members have the confidence to operate within a structured and standardised framework.

We provide a large range of market resources to enable our members to achieve best practice. These resources help market participants manage effective and efficient market transactions.

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Codes & Guidelines

AFMA provides a code with ethical principles for acceptable standards of behaviour in financial markets, along with guidance on best practices for certain industry sectors.

• Full list of Guidelines
• AFMA Code of Conduct

 

Market Conventions

A comprehensive system of industry accepted standards and conventions that streamline market practices and ensure Australia’s OTC markets operate to high standards consistent with international capital markets.

• See full list of market conventions

 

Guide to Australian OTC Transactions

An online reference to the legal documents OTC market participants require.

• Enquiries
• Subscription information
• Subscribers - login

 

Standard Documentation

AFMA provides access to a range of industry standard documentation for participants in Australia's financial markets.

• See full list of industry standard documentation