As a new or nominated responsible manager (RM), you're expected to understand the legal and compliance obligations relating to the products and services your organisation provides. This module will give you the skills and knowledge you need to make day-to-day decisions on how these services are provided within the Australian financial services (AFS) licensing framework.
Fadi specialises in financial and investment services. He has extensive experience advising local and offshore managers on the establishment of investment products – particularly real estate funds, private equity vehicles, retail managed funds, hedge funds, listed investment companies and structured products. Fadi also advises in relation to foreign investment, investment management, and regulatory matters, including AFS licensing. Fadi lectures in securities law, real estate funding and financial services as part of various Master of Applied Finance programmes.
This module is suitable for individuals who have been nominated as an RM on their organisation’s AFS licence, for a firm operating in Australian financial markets and:
By the end of this module you should be able to:
The estimated workload for this clinic includes:
There are two assessment components for this module:
You will be awarded a Statement of Attainment when this module is successfully completed, as partial completion of the FNS60715 Advanced Diploma of Financial Licensing Management. To achieve the Advanced Diploma, you need to complete one of the elective pathways detailed here.
Fantastic level of detail that will greatly assist me in carrying out my duties as an RM.
The interactive group work greatly helped my understanding as the module had a variety of participants.
The presenter did a fantastic job of keeping the group focused.
It's been very good to take stock and review all of our policies and procedures internally as a result of this course.